5 Charged With Insider Trading After Alcoholics Anonymous Confession
The Securities and Exchange Commission says it is charging two financial advisors and three others connected to them with insider trading for more than $1.8 million in illegal profit gained from...
View ArticleSix Chinese Citizens Charged With Insider Trading by SEC
Six Chinese citizens have had their assets frozen after a complaint filed by the Securities and Exchange Commission charged them with insider trading, the New York Times' Dealbook reports.
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Apple CEO Tim Cook gives up on $75 million in stock dividends
In a filing with the Securities and Exchange Commission on Thursday, Apple Inc. says Cook requested that his restricted stock units not receive dividends.
View ArticleNews Summary: Teva Pharma in SEC bribery inquiry
THE INQUIRY: Teva Pharmaceutical Industries Ltd. says the Securities and Exchange Commission is investigating possible bribery by Teva's business in Latin America.
View ArticleFormer UGA coach charged in Ponzi scheme
The federal Securities and Exchange Commission has charged former University of Georgia football coach Jim Donnan with fraud in connection with what the SEC says was an $80 million Ponzi scheme.
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SEC Charges Goldman Sachs and Ex-VP in Pay-to-Play Probe
The Securities and Exchange Commission has charged Goldman, Sachs & Co. and one of its former investment bankers with "pay-to-play" violations involving undisclosed campaign contributions to...
View ArticleSEC charges 3 ex-TierOne Bank executives
The Securities and Exchange Commission said Tuesday that two of the executives, former CEO and chairman Gilbert Lundstrom and ex-president and chief operating officer James Laphen, agreed to settle the...
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US regulators urge SEC to propose fund changes
A group of federal regulators is urging the Securities and Exchange Commission to adopt stricter rules for money-market mutual funds.
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